When Should Immunotherapy Be Given in Early-Stage Lung Cancer?

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Do patients with early-stage non-small cell lung cancer (NSCLC) benefit from continuing immunotherapy after surgery?
Unfortunately, we do not have a brief, definitive answer to this question.
Since October 2023, the United States Food and Drug Administration (FDA) has approved three immunotherapies used with platinum-containing chemotherapy for operable NSCLC, both before surgery (neoadjuvant) and after surgery (adjuvant): pembrolizumab (Keytruda), durvalumab (Imfinzi), and, most recently, nivolumab (Opdivo).
FDA Approvals in Operable Lung Cancer
The FDA has granted a total of 6 different treatment approvals for operable non-small cell lung cancer (NSCLC). These include atezolizumab and pembrolizumab as adjuvant treatments, nivolumab as a neoadjuvant treatment, and pembrolizumab, durvalumab, and nivolumab as perioperative (both neoadjuvant and adjuvant) treatments.
| Active Ingredient (Brand Name) | Clinical Trial | FDA Approval Date | Indication | Study Details | Results |
| Atezolizumab (Tecentriq) | IMpower010 | 15.10.2021 | Adjuvant approval. After platinum-based chemotherapy in patients with PD-L1 ≥ 1%, stage II-3A NSCLC. | Randomized, multicenter, open-label study involving 1005 patients. | Event-free survival (EFS): The median was not reached in the atezolizumab arm; it was 35.3 months in the control arm. The risk of cancer recurrence was reduced by 44%. |
| Nivolumab (Opdivo) | CHECKMATE-816 | 04.03.2022 | Neoadjuvant approval. In patients with resectable NSCLC (tumor ≥4 cm or node-positive). | The randomized, open-label study enrolled 358 patients. | EFS: A median of 31.6 months in the nivolumab+chemotherapy arm versus 20.8 months with chemotherapy alone. The pathological complete response rate was 24% (nivolumab+chemotherapy) versus 2.2% (chemotherapy alone). |
| Pembrolizumab (Keytruda) | KEYNOTE-091 | 27.01.2023 | Adjuvant approval. In patients with stage IB, II, or IIIA NSCLC. | Randomized, triple-blind, placebo-controlled study involving 1177 patients. | EFS: A median of 58.7 months in the pembrolizumab arm versus 34.9 months in the placebo arm. |
| Pembrolizumab (Keytruda) | KEYNOTE-671 | 16.10.2023 | Perioperative approval. In patients with resectable NSCLC (tumor ≥4 cm or node-positive). | Randomized, double-blind, placebo-controlled study involving 797 patients. | Overall survival and EFS: The medians had not yet been reached in the pembrolizumab arm; EFS was 17 months in the placebo arm. The risk of cancer progression, recurrence, or death was reduced by 42%. |
| Durvalumab (Imfinzi) | AEGEAN | 15.08.2024 | Perioperative approval. In patients with resectable NSCLC (tumor ≥4 cm and/or node-positive). | Randomized, double-blind, placebo-controlled study involving 802 patients. | Median EFS was not reached in the durvalumab arm, compared with 25.9 months in the placebo arm. The risk of cancer progression, recurrence, or death was reduced by 32%. The pCR rates were 17% versus 4.3%. |
| Nivolumab (Opdivo) | CHECKMATE-77T | 03.10.2024 | Perioperative approval. In patients with resectable NSCLC (tumor ≥4 cm and/or node-positive). | Randomized, double-blind, placebo-controlled study involving 461 patients. | Median EFS was not reached in the durvalumab arm, compared with 18.4 months in the placebo arm. The risk of cancer progression or recurrence was reduced by 42%. After a median follow-up of 25.4 months, the disease-free survival rate was 70.2% in the nivolumab arm versus 50% in patients receiving chemotherapy alone. |
However, the clinical trials leading to these approvals have a serious design limitation. They could not distinguish when patients benefited from immunotherapy: before surgery, after surgery, or during both periods.
This gap makes treatment decisions more difficult for oncologists.
FDA Approvals and Controversial Clinical Trial Designs
The FDA's approval of these three immunotherapy combinations without clear guidance on timing seems curious at present. This issue needs to be addressed. The studies appear to have been designed in a way that prevents assessment of the separate contributions of the neoadjuvant and adjuvant phases.
The FDA's Oncologic Drugs Advisory Committee explicitly raised this limitation at its meeting in July 2024. The committee asked pharmaceutical companies to evaluate preoperative and postoperative immunotherapy separately.
Nevertheless, a month later, the FDA approved durvalumab for this indication. Similar approvals had previously been granted for pembrolizumab and nivolumab. Despite these approvals, no clinical trial has demonstrated in which period these treatments are more effective.
Risks and Benefits of Immunotherapy: Which Period Matters More?
Immunotherapies carry high costs and a risk of side effects. Incomplete information about when they provide the greatest benefit makes decisions difficult for both patients and physicians.
JAMA Network Open published a meta-analysis on 7 March 2024 showing that, in patients with operable NSCLC, combined neoadjuvant and adjuvant immunotherapy did not improve event-free survival (HR: 0.90; P = 0.59) or overall survival (HR: 1.18; P = 0.51) compared with neoadjuvant immunotherapy.
This meta-analysis finding creates a clear impression that the neoadjuvant phase alone is "more important than the neoadjuvant + adjuvant phases." It also raises the question: "Are we overtreating some patients by giving them adjuvant immunotherapy?"
In this situation, stopping adjuvant treatment appears appropriate in patients who achieve a pathological complete response after neoadjuvant chemotherapy and immunotherapy, because current data suggest that these patients have most likely been cured by treatment.
The Future and Clinical Research
The FDA's Oncologic Drugs Advisory Committee recommends requiring pharmaceutical companies to demonstrate the benefits of immunotherapy in both the neoadjuvant and adjuvant phases. However, this could increase the cost of immunotherapy development and delay new clinical trials.
However, companies are unlikely to invest in such expensive, time-consuming studies for immunotherapies already on the market under current market conditions. Instead, studies to fill this knowledge gap are expected to be conducted by cooperative groups of the US National Cancer Institute. Results from these studies, however, may take many years.
Conclusion: Physicians' Decision-Making
At present, without definitive evidence from clinical trials, oncologists must make decisions based on each patient's individual characteristics.
When assessing whether immunotherapy is beneficial after surgery, we consider disease stage, histology, genetic mutations, and pathological response. Patients' preferences also influence treatment decisions.
Our patients have a right to know that the additional risks and costs they take on are justified by clinical outcomes. Only time will tell how far the FDA follows these recommendations.
Commentary
The lack of clear evidence on the timing of immunotherapy in early-stage operable non-small cell lung cancer leaves a major gap for both patients and doctors. More extensive clinical trials are needed to answer these questions. However, this process may be time-consuming and costly.
In the meantime, physicians will try to make the best decisions using the available evidence and each patient's circumstances. This again demonstrates how critical scientific research is in guiding clinical practice in modern oncology.
Sources
2. Neoadjuvant and Adjuvant Treatments for Early Stage Resectable NSCLC: Consensus Recommendations From the International Association for the Study of Lung Cancer
Spicer, Jonathan D. et al. Journal of Thoracic Oncology, Volume 19, Issue 10, 1373 - 1414
3. The Evidence Gap: Immunotherapy Timing in Early-Stage NSCLC? - Medscape - December 23, 2024.
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